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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Banking Discipline20%- Banking-specific knowledge
  • 1. Credit risk management
    • 2. Bank governance and regulatory expectations
      • 3. Liquidity risk
        • 4. Asset and liability management
          • 5. Capital management
            • 6. Interest rate risk
              Topic 2: Auditing Financial Services Processes15%- Operational auditing
              • 1. Loan processing
                • 2. Deposit operations
                  • 3. Information systems and technology controls
                    • 4. Fraud prevention and detection
                      Topic 3: Auditing Financial Services Products25%- Banking products and services
                      • 1. Treasury and cash management
                        • 2. Retail banking
                          • 3. Investment and trust services
                            • 4. Commercial lending
                              Topic 4: Regulatory Environment15%- Banking regulations and compliance
                              • 1. Anti-money laundering requirements
                                • 2. Capital adequacy and risk management requirements
                                  • 3. Regulatory agencies and oversight
                                    • 4. Consumer protection regulations
                                      Topic 5: Financial Services Auditing25%- Risk assessment and audit planning
                                      • 1. Financial services risk identification
                                        • 2. Internal control evaluation
                                          • 3. Audit engagement planning
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